ROBERTO UMANA
Bogota
Overview
30
30
years of professional experience
9
9
years of post-secondary education
Work History
Stock Market and Commodities Intermediary Supervisor
Colombian financial superintendence
03.2011 - Current
- Progressive record of positions with increasing responsibility based on strong performance in process optimization and productivity improvement
- As Stock Market and Commoditie Supervisor, revises regulatory issues and financial analysis related with all the stock market and commodities operators as well as participate in the internal committee for the registration and information software system
- Achieved the operation and updated the legal database of the Securities Market National Agent Register of 156 Intermediaries
- Recognized the internal risk matrix for some of the commodities operators to establish the main risks that applied during 2013-2015
- Recognized in the organization as important cooperation for the modernization of the securities and issuers brokers project
Credit Risk Analyst
Colombian financial superintendence
Bogotá, Cundinamarca
01.2007 - 02.2011
- Promotted from statistical analysis to Credit risk analysis looking to explode his main strengths (database processing and credit risk knowledge)
- He was assigned to the credit risk evaluation of 5 banks and financial corporations, and also made an important backup to the analysis team processing all kind of information necessary for internal and external supervision related to Credit Risk
- Due to his knowledge of the main information reports of the Superintendence, he was promoted to the Stock Market and Commdities Department to help in the information software system project
- Achieved the implementation of new credit reports: Credit report by type of credit, Credit rediscounted report, Interest and credit disbursement report, Leasing credit report, Exporter credit report
- Implemented a SQL design with Business Objects for the 22 main credit reports for supervision including the government entities database upgrade
- Dictated internal database software management course for the Credit Risk supervision department
- Established the credit diagnosis of five financial entities and evaluated the credit information reports of a corporate financial entity for the annual stockholder general meeting
Statistical Analyst
Colombian financial superintendence
Bogotá, Cundinamarca
05.2004 - 01.2007
- Earned fast-track promotion from Financial Risks to Statistical Analyst, accountable for daily statistical database management
- Leveraging broad competencies in financial analysis and relationship-building implemented strategic planning initiatives that supported organizational supervision goals
- Implemented innovative internal statistical reports focused on treasury evaluation report and the internal and external design, training and implementation of the mortgage disbursement report
- Implemented foreign exchange reports to evaluate circumstances that could affect the official foreign exchange rate
- Aditionally, he made part of the team that calculated this daily value of the official rate during 3 years
- Recognized for the implementation of the mortgage investment plan designed by the Colombian Government that was focused for the investment increase destinated to the hosuing financial program
Market and Liquidity Analyst
Colombian financial superintendence
Bogotá, Cundinamarca
05.2003 - 04.2004
- As Market and Liquidity Analyst, tracked and evaluated liquidity and market risk indicators
- Focused on efficient support for the Technical Direction of the Superintendence, specially in general reports
- Decreased errors in data transmission by 70% - 75% through effective communication with different entities stressing the importance of good database information yielding better standards of information quality
- Significantly decreased the transmission of doubts, situation accomplished approximately 20% and gave adequate professional support to the supervised entities in normative doubts
Financial and Credit Auditor
banco agrario de colombIa
Bogotá, Cundinamarca
04.2000 - 10.2002
- Evaluated the credit approval conditions proposed by credit analysts
- Reduced the default for the National Budget by approximately 15%
- Key member of team responsible for improved credit analysis
Financial Analyst
incogua
Bogotá, Cundinamarca
08.1999 - 01.2000
- Analyzed profitability for international investments due to the Colombian economic crisis
- Reduced liquidity risk of foreign and national current accounts by analyzing investments in foreign currency in order to keep the major profit investments
Internal Auditor
femec medical cooperative
Bogotá, Cundinamarca
07.1997 - 03.1999
- Member of team responsible for the establishment of the financial and administrative procedures
- Designed and implemented procedures focusing on the reduction of operational errors
- Successfully focused in raising credit disbursements in the regional offices and establishing in other regional offices as well as fulfillment in three regional offices
Treasurer Assistant
zephir sweaters
Bogotá, Cundinamarca
08.1995 - 01.1997
- Increased local sales, external distributors and responsible for suppliers account management
Summary
Quick-thinking Supervisor recognized for success in guiding teams and boosting performance with high database information processing strengths. Practical problem-solver with excellent issue and conflict resolution skills to drive team and organizational success. Highly effective and knowledgeable in process improvement and in Colombian financial supervision.
Education
Bachelor of Science - Business Administration
Politécnico Grancolombiano
Bogota, Colombia 01.2006 - 08.2009
Bachelor of Science - Financial Administration
Politécnico Grancolombiano
Bogota, Colombia 01.1993 - 01.1997
Diploma - Financial Risk Management
Universidad Del Rosario
Bogota, Colombia 01.2003 - 04.2003
Diploma - Credit Risk Management
Universidad Sergio Arboleda
Bogota, Colombia 01.2006 - 05.2006
Diploma - Stock Trading And Capital Markets
Asobursátil
Bogota, Colombia 07.2005 - 05.2006
Skills
- Schedule development
- Relationship building
- Workflow management
- Training and mentoring
- Data analytics
- Employee motivation
- Complex Problem-solving
- Risk management
Work Preference
Work Type
Full TimeWork Location
On-SiteRemoteHybridImportant To Me
Work-life balanceCompany CultureHealthcare benefitsWork from home optionStock Options / Equity / Profit SharingWork Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Languages
Spanish
Native language
English
Advanced (C1)
C1
Timeline
Stock Market and Commodities Intermediary Supervisor
Colombian financial superintendence
03.2011 - Current
Credit Risk Analyst
Colombian financial superintendence
01.2007 - 02.2011
Bachelor of Science - Business Administration
Politécnico Grancolombiano
01.2006 - 08.2009
Diploma - Credit Risk Management
Universidad Sergio Arboleda
01.2006 - 05.2006
Diploma - Stock Trading And Capital Markets
Asobursátil
07.2005 - 05.2006
Statistical Analyst
Colombian financial superintendence
05.2004 - 01.2007
Market and Liquidity Analyst
Colombian financial superintendence
05.2003 - 04.2004
Diploma - Financial Risk Management
Universidad Del Rosario
01.2003 - 04.2003
Financial and Credit Auditor
banco agrario de colombIa
04.2000 - 10.2002
Financial Analyst
incogua
08.1999 - 01.2000
Internal Auditor
femec medical cooperative
07.1997 - 03.1999
Treasurer Assistant
zephir sweaters
08.1995 - 01.1997
Bachelor of Science - Financial Administration
Politécnico Grancolombiano
01.1993 - 01.1997
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