Hailey Moriarty
Peyton
Summary
Dedicated and detail-oriented professional with a strong foundation in compliance analysis and regulatory standards. Proven ability to lead complex investigations and streamline processes, enhancing operational efficiency and ensuring adherence to regulatory requirements.
Overview
32
32
years of professional experience
Work History
Senior BSA Analyst
East West Bank
Pasadena
12.2025 - Current
- Leading investigations into complex financial transactions
- Conducting EDD on high-risk-high complex companies
- Assist manager with internal audits and regulatory exams by preparing, gathering, and presenting documentation
- Handle special projects as needed
- Develop streamlined processes for periodic reviews
BSA Analyst II
East West Bank
Pasadena
10.2022 - Current
- Perform quality assurance review for content, verbiage, backup documents and overall correctness. Prioritize, manage time, and monitor assignments and ensure it conforms to guidance.
- Perform research, analysis, and investigation of a SAR Filing specific to ensure it conforms to guidance.
- Review and make decision on AML/ suspicious transaction monitoring alerts and file initial and supplemental suspicious activity reports (SAR) to FinCEN on a timely basis, as warranted.
- Develops relationships within appropriate levels of staff including front line and back-office units for issue identification and resolution (e.g., account closures).
- Analyze data, review customer documentation (e.g., invoices, POS reports, and manifests) and results of existing transaction monitoring reports to determine the level of further investigation warranted and take appropriate action.
BSA Analyst I
Herring Bank
Colorado Springs
09.2018 - 10.2022
- Review and monitor state licensing requirements for Cannabis related entities.
- Responsible for all areas related to Bank Secrecy Act including but not limited to: CTR and SAR filings, high risk account reviews, CTR exemptions, CIP, OFAC, onsite visits, Beneficial Ownership, etc. for our Cannabis entities.
- Ensure accuracy, timeliness, and complete documentation of internal monitoring review(s).
- Conduct high risk account reviews, including trending various transaction types.
- Due diligence assessments for up to 80 related Cannabis relationships within the continental United States.
- Perform duties related to other compliance department related activities/duties as assigned.
- Managed day to day total branch operations including, wire transfers, ATM maintenance, debit cards, fraud inquiries, opened new accounts; personal and business, as well as teller duties which included cash control, loan payments, customer transactions; deposits, withdrawals, and check cashing.
- Ensured efficiency of branch traffic by managing operational and customer service flow.
- Answer phone requests, email requests, and face to face requests regarding banking needs personal or business.
- Resolved problems by clarifying issues; researching and exploring answers and alternative solutions; implementing solutions; escalating unresolved problems.
- Technical skills are to include, Microsoft Office, Microsoft Word, Microsoft Excel, Salesforce, CSI Meridian.
- Vetting and onboarding personal, Cannabis related businesses, and regular businesses.
Operations Specialist II - Estates Department
Edward Jones
St. Louis
10.2000 - 10.2004
- The ability to understand and identify risks associated with the legal documents reviewed and accepted by providing accurate, timely, and efficiently processing of firm name accounts.
- Routinely make calculations relating to exceptions and corrections.
- Process physical certificates when needed, entered, and processed mutual fund liquidations when requested, and entered department statistics daily.
- Processing of Canadian firm name accounts.
- Data entry with calculations to client's accounts.
- Communications with branch offices.
Assistant Manager; Bartender
Ruby Tuesday Restaurant
Springfield
06.1998 - 10.2000
- Daily deposits, accounts receivable & payable (data entry), training new hires, and customer relations.
- Responsible for managing the daily operations of the restaurant.
Bartender and server
Lonestar Steakhouse
Springfield
02.1996 - 06.1998
- Customer service, cash handling, and ordering supplies.
File Clerk Medical Records Dept.
West Florida Hospital
08.1994 - 01.1996
- Collecting patient information, data entry, ensuring all patient records are current and organized.
Education
Associates in Applied Science - Marketing Management
Hinds Community College
01-1994
Diploma -
Brandon High School
01-1992
Skills
- Microsoft Office
- Microsoft Word
- Microsoft Excel
- Salesforce
- CSI Meridian
- Actimize
- FIS
- Regulatory compliance
- Advanced data analysis
- Risk assessment
- Quality assurance
Timeline
Senior BSA Analyst
East West Bank
12.2025 - Current
BSA Analyst II
East West Bank
10.2022 - Current
BSA Analyst I
Herring Bank
09.2018 - 10.2022
Operations Specialist II - Estates Department
Edward Jones
10.2000 - 10.2004
Assistant Manager; Bartender
Ruby Tuesday Restaurant
06.1998 - 10.2000
Bartender and server
Lonestar Steakhouse
02.1996 - 06.1998
File Clerk Medical Records Dept.
West Florida Hospital
08.1994 - 01.1996
Associates in Applied Science - Marketing Management
Hinds Community College
Diploma -
Brandon High School