Summary
Overview
Work History
Education
Skills
Timeline
Generic

Cody Branson

Denver

Summary

Personable and motivated with passion for financial services, bringing strong analytical and problem-solving skills. Possesses knowledge of financial products and services, complemented by proficiency in customer relations and account management. Dedicated to delivering exceptional service and driving financial success for clients.

Overview

4
4
years of professional experience

Work History

Compliance Analyst

AdvisorLaw
06.2025 - Current
  • Analyzed compliance data to identify potential risks and discrepancies.
  • Assisted in developing and implementing compliance policies and procedures.
  • Reviewed documentation for adherence to regulatory standards and firm guidelines.
  • Supported internal audits by providing relevant compliance information and reports.

Customer Relationship Advocate

Fidelity Investments
01.2025 - 04.2025

Workplace Planning Consultant 1

Fidelity Investments
08.2024 - 01.2025

Customer Relationship Associate

Fidelity Investments
07.2023 - 08.2024

Commercial Lines Insurance Intern

First International Bank & Trust
08.2022 - 05.2023
  • Assisted in processing insurance claims, ensuring compliance with company policies and regulatory standards.
  • Conducted research on insurance products, enhancing knowledge of market trends and customer needs.
  • Collaborated with team members to develop streamlined workflows for claim processing and documentation.
  • Provided support in preparing policy documents, improving accuracy and efficiency in documentation processes.

Education

Certificate in Financial Planning -

University of Tennessee
Knoxville, TN
05-2025

Bachelor of Science - Finance

Minnesota State University, Moorhead
Moorhead, MN
05-2023

Skills

  • Compliance monitoring
  • Due diligence
  • Teamwork and collaboration
  • Customer service
  • Time management
  • Calm and professional under pressure
  • Understanding customer needs
  • Patience and composure
  • Goal-oriented mindset

Timeline

Compliance Analyst

AdvisorLaw
06.2025 - Current

Customer Relationship Advocate

Fidelity Investments
01.2025 - 04.2025

Workplace Planning Consultant 1

Fidelity Investments
08.2024 - 01.2025

Customer Relationship Associate

Fidelity Investments
07.2023 - 08.2024

Commercial Lines Insurance Intern

First International Bank & Trust
08.2022 - 05.2023

Certificate in Financial Planning -

University of Tennessee

Bachelor of Science - Finance

Minnesota State University, Moorhead
Cody Branson