Carly Powers
Financial Planner
Denver,CO
Summary
Detail-oriented and client-focused professional with a diverse background in financial services and team leadership. Experienced Financial Planner with completed CFP® coursework and multiple FINRA licenses (Series 7, 63, 65, SIE), offering expertise in investment planning, estate strategies, and tax-efficient savings solutions including 529 plans. Proven ability to build trusted client relationships, manage portfolios, and deliver tailored financial advice. Strong operational and people management skills developed through prior leadership roles, with a track record of team development, program coordination, and service excellence.
Overview
3
3
years of professional experience
Work History
Financial Planner
InSight Financial Planning
Boulder, CO
09.2024 - Current
- Apply knowledge from completed CFP® coursework in estate planning, tax planning, retirement planning, investment planning, risk management, and financial analysis to develop comprehensive financial plans and investment strategies.
- Maintain a high-touch service model, offering proactive planning support and ongoing problem-solving tailored to client needs.
- Coach and advise clients on business plans and processes to achieve profit objectives.
- Collaborate with cross-functional teams to develop tailored solutions addressing clients' unique financial needs and goals.
- Streamlined internal processes for increased efficiency, allowing for a higher volume of client engagements.
529 Specialist and Stock Broker
Charles Schwab
Denver, CO
11.2022 - 08.2024
- Buy and sell stocks, bonds, mutual funds, and other securities on behalf of clients, ensuring transactions align with investment objectives, and risk tolerance.
- Collaborate with financial advisors to incorporate education planning into broader financial strategies.
- Monitor legislative and regulatory updates impacting 529 plans to ensure ongoing compliance and proactive client communication.
- Utilize CRM and financial planning tools (e.g., Salesforce, eMoney, or similar platforms) to track client interactions and account data.
- Maintain up-to-date knowledge of financial markets, economic news, and regulatory developments to inform investment decisions.
- Adhere to strict ethical standards while maintaining confidentiality, and acting in the client's best interest.
Manager
Goldfish Swim School & Goldfish Swim School Franchising
Superior, CO
04.2022 - 11.2022
- Hired, trained, and managed a team of swim instructors and support staff, ensuring high performance and adherence to safety standards
- Tracked enrollment trends, retention rates, and operational KPIs to drive growth and efficiency
- Handled administrative tasks including payroll, budgeting, inventory management, and supply ordering
- Fostered a positive, inclusive environment for staff, students, and families, emphasizing trust, safety, and skill development
Education
Master of Science - Personal Financial Planning
Kaplan Financial Education
05.2001 -
Bachelor of Science - Finance, History, And Human Sciences
Texas Tech University
Lubbock, TX 05.2001 -
Skills
Investment, tax, retirement, estate planning and risk management
Strong verbal and written communication
Business development experience including revenue, margins, billing, and expenses
Experienced in financial planning software such as Microsoft Suite, eMoney, Salesforce, HubSpot, and BillFin
Detail oriented team player
Strategic portfolio oversight
Long-term financial forecasting and investment strategy development
Client relationship development
Financial plan preparation and presentation
Sales proficiency
Licenses
SIE
Series 7
Series 63
Series 65
Timeline
Financial Planner
InSight Financial Planning
09.2024 - Current
529 Specialist and Stock Broker
Charles Schwab
11.2022 - 08.2024
Manager
Goldfish Swim School & Goldfish Swim School Franchising
04.2022 - 11.2022
Master of Science - Personal Financial Planning
Kaplan Financial Education
05.2001 -
Bachelor of Science - Finance, History, And Human Sciences
Texas Tech University
05.2001 -
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